Noticias sobre patrimonio y family offices

The T&E Inner Circle |The Intrigue and Potential of AI ↗

September 28, 2026 | 2:00 PM EST

4th SER summit to expand only industry network of its kind ↗

SER Summit co-founders Vanessa Martinez and Ana Trujillo Limón preview the professional development and networking in store for attendees next week in Denver.

A consultant who once railed against ‘the billionaire boys club’ is now leading opposition to California’s wealth tax ↗

Ned Wigglesworth once blasted big donors for buying influence. Today, he’s helping lead a nine-figure campaign against Prop. 40

How a tax credential can help advisors keep business 'sticky' ↗

Some financial advisors are becoming enrolled agents in order to provide tax advice, helping to enhance relationships with clients.

The Diamond Podcast for Financial Advisors: Vanguard Acquires Altruist ↗

What it means for advisors and the industry.

Wells Fargo Steps Up Wealth Hiring After $1.5 Billion Revamp ↗

NY Broker Sentenced to 70 Months for $686K Wire Fraud, Identity Theft ↗

Dean Dellas of Cazenovia, N.Y., manipulated client documents and impersonated investors to steal funds through unauthorized withdrawals and excessive advisor fees over a two-year period.

Vanguard's Altruist purchase could break open RIA custody market ↗

Industry experts say custodial firms' services have largely become "commoditized." The acquisition of Altruist opens the door for Vanguard to have cutting-edge services related to tax planning, cash sorting and more.

J.P. Morgan Files Contempt Motion Against Ex-Advisor for TRO Violation ↗

The firm alleges Christopher Lee violated a court order by soliciting clients after moving to Morgan Stanley, with $375 million in assets transferred post-restraining order.

IBD Elite 2026: The firms with the largest percentage of women advisors ↗

More than half of the independent brokerages participating in this year's IBD Elite study declined to disclose the share of women among financial advisors at their firms. Those that did provide data have done more to…

Why Vanguard, Altruist Combo "Raises Stakes" for Legacy Custodians Schwab and Fidelity ↗

In the meantime, Vanguard’s $4.6 billion outlay for Altruist and push into the advisor space may put the investment giant at odds with some of its own clients, according to analysts.

Mark Walter's TWG Global says there's 'no fraud' amid probe of insurers' disclosures ↗

The empire of billionaire Los Angeles Dodgers owner Mark Walter has faced media scrutiny since he said he would sell his majority share of the LA Lakers.

Victory Capital Agrees to Buy First Eagle in $7 Billion Deal ↗

The transaction is part of a wave of consolidation in the asset-management industry.

The WealthStack Podcast: Why FINNY AI is Rethinking Wealthtech Pricing ↗

FINNY AI CEO Eden Ovadia discusses why outcome-based pricing may better align technology costs with the value AI-driven platforms deliver to advisors.

Fidelity: M&A Transaction Count Fell in the First Half but Total Asset Haul Rose 88% ↗

Fidelity Investments found that the total deal count dropped in the first half of 2026, but acquired assets grew to $342.9 billion as bigger players sold.

Vanguard to buy Altruist as it expands in advice ↗

The purchase will give Vanguard access to Altruist's custody platform and wealth management technology.

Tech-Based Custodian Altruist Sells to Vanguard ↗

Jason Wenk’s would-be giant-killer custodian Altruist goes institutional with sale to investor and board member Vanguard.

Why I teach future advisors the difference between investing and gambling ↗

Young financial planners weaned on sports betting and prediction markets must lose their quick-reward mindset to build long-term financial plans, says a professor at Rutgers Business School.

Tax, Wealth Firm HBK Sells Stake to External Investor H.I.G. ↗

The investment, which includes $7.7 billion HBKS Wealth Advisors, is one of three stakes that a wealth practice has sold this week to an outside investor.

Why Edward Jones is finally chasing next-gen investors with a hybrid robo ↗

With its Digital Managed Solutions robo advisory service, Edward Jones is moving into territory already occupied by Fidelity and Vanguard. But it's building the offering on one of its greatest strengths: its network of…

Forbes and Shook Suspend Advisor Rankings for 2026 ↗

The two firms plan to relaunch the program under a new brand in 2027 after Wells Fargo and Morgan Stanley withdrew from participation in the lists.

Maximize tax-free Social Security income with this IRA withdrawal strategy ↗

As clients consider when to claim Social Security, an advisor proposed a strategy to maximize tax-free retirement income using certain benefits and senior deductions.

When Growth Starts Working Against Your Business ↗

Operational complexity – not competition – is often the biggest obstacle to sustainable growth.

A wave of calculators goes after advisors hoping to estimate their value ↗

Recruiter Jeff Nash of Bridgemark Strategies created five calculator tools that aim to help financial advisors understand the key contributors to their revenue, expenses and take-home compensation as they weigh their…

Exclusive: Wells Fargo Pulls Out of Forbes/Shook Advisor Rankings ↗

Wells Fargo joins Morgan Stanley in halting its participation in the Forbes and Shook Research financial advisor lists amid a payment controversy, according to an internal memo.

Cresset Adds $4B Boca Raton Team From UBS ↗

The 16-person group, led by Michael Bober and Ed Ventrice, establishes the firm's first office in Boca Raton and strengthens its South Florida footprint.

A New Crop of Players Try to “Democratize” Venture Capital ↗

Companies ranging from Robinhood to Ark Invest claim they can provide retail investors with access to venture capital. Can they deliver what they promise?

15 Investment Must Reads for This Week (Aug. 25, 2026) ↗

U.S. debt surpassing $40 trillion, global long-term yields spiking and U.S. Treasury Secretary Scott Bessent seeking to intervene have led bond investors to reassess. Private wealth alts products continue to raise…

BlackRock Helps Pull More Bitcoin Wealth Deeper Into Wall Street ↗

What began as a bespoke service for the very wealthy is becoming more routine.

RIA Edge Podcast: Connecting Workplace Retirement and Wealth Planning with Ralph Haberli ↗

Edelman Financial Engines' Ralph Haberli discusses converting retirement plan participants into wealth clients while using AI to scale personalized advice.

Bugatti CEO Mate Rimac says the future of supercars is old-school combustion engines ↗

Bugatti CEO Mate Rimac told CNBC he thinks high-end sports cars will continue to have combustion engines "for a very long time" even with the rise of EVs.

5 AI-related steps to take before the SEC examiner knocks ↗

Firms are using AI more than ever, but few have adopted clear policies outlining human oversight or how third-party vendors should handle cybersecurity.

Apex Adds Gemini to Prediction Markets Platform ↗

The partnership will provide Apex's brokerage clients with regulated access to crypto event contracts through Gemini's platform, expanding beyond Kalshi.

Small Businesses and Gig Workers are Redefining Workplace Savings ↗

Can RPAs, wealth advisors and providers adapt?

Small Businesses and Gig Workers are Redefining Workplace Savings ↗

Can RPAs, wealth advisors and providers adapt?

Should I stay or should I go? Wealth taxes add to financial planning decisions ↗

As wealth tax proposals pop up around the country, advisors guide clients through assessing how these factors change the equation of financial planning.

Adjusted for Risk: Harnessing Market Volatility ↗

Ben Fulton, CEO of WEBs Investments, discusses how investors can mitigate portfolio risk without giving up upside after a strong multi-year equity run.

AmeriFlex AI Recruiting Tool Aims to Identify RIAs Near Retirement ↗

The hybrid RIA's Scout program uses Claude AI to identify advisors nearing retirement for recruiting. AmeriFlex's CEO expects it to help draw more than 100 advisors in 24 months.

As Wells Fargo cut services, this founder built a firm with frustrated private bankers ↗

Rick Simonetti knows it's not easy recruiting private bankers and then moving their clients and assets. That hasn't stopped him from building Fidelis Capital into a $3 billion firm built largely on bankers pulled from…

American billionaires are showing off their farmland for elaborate hobbies, but a buying spree among the ultrarich risks pricing farmers out ↗

Mark Zuckerberg and Alexis Ohanian have become amateur yeoman, but other one-percenters may be putting actual farmers at a disadvantage.

Even billionaires are worried their Gen Z kids can’t keep a job—and their wealth advisors say the fear is ‘very real’ ↗

It’s a “very real concern” for the ultrawealthy that their children aren’t prepared for the future, wealth advisor Tom Thiegs told Fortune.

Jeff Bezos wants the bottom half of earners to pay zero income tax—he says nurses making just $75K should save $12K a year ↗

Billionaire Amazon founder, Jeff Bezos, says the bottom 50% of Americans should pay no federal income tax—and he plans to pitch the idea to President Trump.

Ray Dalio says Bessent move is sign that a debt crisis is getting closer; recommends gold and bitcoin ↗

Billionaire investor Ray Dalio said the the debt buyback announcement this week fits into a larger pattern that could signal a forthcoming debt crisis.

Ask an Advisor: How did you land your first high net worth client? ↗

Getting a foot in the door to the high net worth market can be a challenge, but there are any number of ways in. Six advisors shared how they landed their first high net worth client, from golfing to finding the right…

Early Investors May Gain Most in Evergreen Funds ↗

Evergreen secondary funds let new investors capture immediate value from discounted purchases, but the advantage diminishes as assets grow, making timing critical.

T. Rowe Price Bets on Fixed Income with F/m Investments Buy ↗

The move adds $19 billion in AUM, largely focused on fixed-income ETFs and SMAs.

Earn credit and sharpen skills with FP's August CE quiz ↗

Financial Planning's August 2026 continuing education quiz is now open to subscribers. By successfully completing the quiz, advisors can earn one hour of CE credit to maintain professional certifications.

As Medicare Advantage satisfaction falls, advisors should review client coverage ↗

A survey found Medicare Advantage customer satisfaction dropped for the second year in a row. Financial advisors can guide clients as they weigh coverage choices.

Kestra Affiliate Coastline Wealth Secures $100M in Financing ↗

The New York advisory firm secured financing from Brightwood Capital Advisors while completing a dozen acquisitions to fuel its expansion strategy.

Planning With Divorce in Mind ↗

Drafting for flexibility is key

Deals & Moves: NewEdge Adds AllianceBernstein Team to Lead New Houston Office ↗

Also, $800 million Steven Capital acquires a CPA firm with 300 tax clients; Wealth Enhancement acquires two firms with a combined $854 million in assets; and Maridea and Janney expand in Chicago.

Q&A: AE Wealth’s President on Building the Advisor Experience Layer ↗

New President Shannon Larson plans to scale the RIA through organic growth, enhanced technology and expanded services for advisors working with high-net-worth clients.

Federal Estate and Income Tax Issues Affecting Artwork Located In the United States at Death ↗

Overlooked transfer, custody and sale risks.

Transfers of Fund Interests ↗

Beware of three common misconceptions

Why Today's Private Credit Headlines Miss the Bigger Story ↗

Inexperienced firms struggle as conditions tighten. Seasoned managers with decade-plus track records, conservative structures and sector expertise navigate challenges better.

Rescuing Unused Exemption With Upstream GPOA Planning ↗

The technique allows wealthier clients to obtain a favorable basis adjustment

What’s Next for Older Americans? ↗

Policymakers are wrestling with how retirees will have enough to live on 10 years from now

Tax Law Update: September 2026 ↗

The most notable tax law developments of the past month

Planning With Embryos ↗

Understanding the practical issues and corresponding legal requirements.

Invesco Slashes Fees 20% to Get Property Fund Investors to Stop Pulling Cash ↗

Clients of the Invesco Core Real Estate—USA fund can also cash out at a discount in an upcoming tender offer.